General Exchange Act

Results: 639



#Item
551Financial economics / Business / Financial regulation / Investment / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Investment Advisor / U.S. Securities and Exchange Commission / Finance / 76th United States Congress / United States securities law

GENERAL INFORMATION ABOUT THE OVERSIGHT OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES

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Source URL: www.com.ohio.gov

Language: English - Date: 2013-12-09 11:37:53
552Regulation D / Securities Act / U.S. Securities and Exchange Commission / Finance / Government / SEC filing / Canadian securities regulation / United States Securities and Exchange Commission / United States securities law / Financial regulation

Recommendation Regarding Relaxing or Modifying Restrictions on General Solicitation in Certain Private Offerings of Securities

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Source URL: www.sec.gov

Language: English - Date: 2012-01-09 10:57:13
553Communication / Telecommunications Act / Incumbent local exchange carrier / Federal Communications Commission / Sprint Nextel / Universal Service Fund / AT&T / Competitive local exchange carrier / Common carrier / Law / Bell System / Government

LOUISIANA PUBLIC SERVICE COMMISSION GENERAL ORDER LOUISIANA PUBLIC SERVICE COMMISSION, EX PARTE Docket No. U[removed]Subdocket C - In re: Louisiana Public Service Commission, ex parte. In Re: The development of rules and r

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Source URL: www.lpsc.org

Language: English - Date: 2011-09-09 08:56:42
554United States Securities and Exchange Commission / Financial economics / Finance / Financial system / Securities Exchange Act / Short / Regulation S-K / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / SEC filings / 73rd United States Congress

*ur- GENERAL ORDER Na 164-A (supowdos Gonerd odoe No. 104)

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Source URL: docs.cpuc.ca.gov

Language: English - Date: 2001-08-20 16:21:39
555Finance / Corporate crime / Corporate governance / United States corporate law / United States securities law / Deloitte / Nobuzo Tohmatsu / U.S. Securities and Exchange Commission / Sarbanes–Oxley Act / Accountancy / Business / Auditing

Opinion: BDO China Dahua CPA Co., Ltd., Ernst & Young Hua Ming LLP, KPMG Huazhen (Special General Partnership), Deloitte Touche Tohmatsu Certified Public Accountants Ltd., and Pricewaterhousecoopers Zhong Tian CPAs L

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Source URL: www.sec.gov

Language: English - Date: 2013-10-02 16:40:57
556Security clearance / Right to Information Act / Security / National security / Dodd–Frank Wall Street Reform and Consumer Protection Act / Corporate crime / U.S. Securities and Exchange Commission / Government

SEC-39 SYSTEM NAME: Personnel Management Employment and Staffing Files. SYSTEM LOCATION: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-1, Alexandria, VA[removed].

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Source URL: www.sec.gov

Language: English - Date: 2007-08-30 12:51:34
557Business / Financial regulation / Marketing / Securities and Exchange Commission v. W. J. Howey Co. / Securities Act / Security / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Interpretative Releases Relatng to the Securities Act of 1933 and General Rules and Regulations Thereunder

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Source URL: www.sec.gov

Language: English - Date: 2013-09-19 13:31:30
558Freedom of Information Act / Inspector General / Law / Government / Politics of the United States / Gary J. Aguirre / Corporate crime / U.S. Securities and Exchange Commission / Privacy Act

SORN 43: Office of Inspector General Investigative Files.

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Source URL: www.sec.gov

Language: English - Date: 2014-07-08 09:02:58
559Finance / Securities Exchange Act / General Securities Representative Exam / Security / U.S. Securities and Exchange Commission / Series 14 / Financial Industry Regulatory Authority / Broker-dealer / Regulation S-K / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]May 2, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed

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Source URL: www.sec.gov

Language: English - Date: 2014-05-05 09:51:04
560Health / 111th United States Congress / Presidency of Barack Obama / Health insurance exchange / Healthcare in the United States / Patient Protection and Affordable Care Act / Medicare / United States Department of Health and Human Services / Public Readiness and Emergency Preparedness Act / Healthcare reform in the United States / Government / Health policy

General Guidance on Federally-facilitated Exchanges

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Source URL: gov.idaho.gov

Language: English - Date: 2012-12-06 12:29:24
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